ITEM 1: Covered Clearing Agency Resilience and Recovery and Wind-Down Plans

OFFICE: Division of Trading and Markets

STAFF: Haoxiang Zhu, David Saltiel, Andrea Orr, Jeffrey Mooney, Elizabeth Fitzgerald, and Jesse Capelle

The Commission will consider whether to propose a new rule under the Securities Exchange Act of 1934 regarding the contents of a covered clearing agency’s recovery and wind-down plan and whether to amend Rule 17Ad-22(e)(6) under the Securities Exchange Act of 1934 regarding the margin requirements applicable to a covered clearing agency providing central counterparty services.

For further information, please contact Elizabeth Fitzgerald in the Division of Trading and Markets at (202) 551-5500.